Versions Compared

Key

  • This line was added.
  • This line was removed.
  • Formatting was changed.

Blogs 

 

Most Recent Blog Update 

Authors:  CCWG Accountability co-Chairs

Date:  15 November 2015 10 May 2016
Original LinkPost:  https://www.icann.org/news/blog/ccwgiana-accountabilitystewardship-issuestransition-formalplanning-update-on-progress-made-in-and-after-icann54-in-dublin

CCWG-Accountability Issues Formal Update on Progress Made In and After ICANN54 in Dublin

 

Context

 

 

This is a brief and preliminary overview of the proposal for improving ICANN's accountability developed by the Cross Community Working Group on Enhancing ICANN Accountability (CCWG-Accountability) over the past year. It includes a very high-level summary of the main changes being proposed by the community and outlines what will be described in the full proposal.

 

This 36-page document is designed to update the community on recent progress in and after ICANN54 in Dublin and raise awareness of the proposed enhancements to ICANN's accountability as a more detailed proposal is finalized. While this formal update reflects the current consensus positions of the group, there are outstanding elements that remain to be finalized. These finishing details are highlighted in the document, and will be confirmed and detailed in the Third Draft Proposal.

 

Download the Formal Update here.

 

The full Third Draft Proposal on Work Stream 1 Recommendations will be shared with the public on 30 November 2015, which will include further explanation and detail about the accountability improvements outlined in this document. It will also explain why the changes have been suggested, how the community arrived at these recommendations and the options considered and ultimately rejected in development of the proposal.

 

We welcome feedback on this document, and encourage all interested stakeholders to view the full proposal for any outstanding questions or concerns.

 

Summary

 

 

Over the last year, a working group of ICANN community members has been developing a set of proposed enhancements to ICANN's accountability to the global Internet community.

 

This effort is integral to the transition of the United States' stewardship of the IANA functions to the global Internet community, reflecting the ICANN community's conclusion that improvements to ICANN's accountability were necessary in the absence of the accountability backstop that the historical contractual relationship with the United States government provided. The accountability improvements set out in this document are not designed to change ICANN's multistakeholder model, the bottom-up nature of policy development nor significantly alter ICANN's day-to-day operations.

 

The main elements of the proposal are outlined below. Together with ICANN's existing structures and groups, these accountability enhancements will ensure ICANN remains accountable to the global Internet community.

 

  • A revised Mission statement for the ICANN Bylaws that sets out what ICANN does. This Mission statement clarifies but does not change ICANN's historic mission
  • An enhanced Independent Review Process and redress process with a broader scope and the power to ensure ICANN stays within its revised Mission
  • New specific powers for the ICANN community that can be enforced when the usual methods of discussion and dialogue have not effectively built consensus including the powers to:
    • Reject ICANN Budgets, Operating Plans or Strategic Plans
    • Reject changes to ICANN's Bylaws
    • Approve changes to new Fundamental Bylaws (see below)
    • Remove an individual ICANN Director from the Board
    • Recall the entire ICANN Board

     

  • An additional new power that gives the community a say in decisions about the IANA Function Reviews and any separation of the IANA Names Functions
  • All of these community powers can only be exercised after extensive community discussions and debates through processes of engagement and escalation. The process of escalation provides many opportunities for the resolution of disagreements between the parties before formal action is required.

 

The accountability elements outlined above will be supported through:

 

  • Additions to the ICANN Bylaws to create an Empowered Community that is based on a simple legal vehicle that will act on the instructions of ICANN stakeholder groups to exercise the Community Powers. The Empowered Community is granted the status of a Designator (a recognized role in law) and has the standing to enforce the Community Powers if needed.
  • Core elements of ICANN's governing documents (the Articles and Bylaws) being categorized asFundamental Bylaws that can only be changed with agreement between the ICANN community and the ICANN Board.

 

In addition, further proposed changes include:

 

  • A recognition of ICANN's respect for Human Rights
  • Incorporation of ICANN's commitments under the 2009 Affirmation of Commitments with the United States Department of Commerce into the Bylaws, where appropriate
  • Improved accountability and diversity for ICANN's Supporting Organizations and Advisory Committees
  • A commitment to discuss additional accountability improvements and broader accountability enhancements in 2016, following implementation of this core set of accountability improvements

 

To develop these recommendations to improve ICANN's accountability, the Working Group:

 

  • Relied on suggestions and proposals generated inside the Working Group and by the broader Internet multistakeholder community
  • Conducted public comment periods to gather feedback on earlier drafts and discussed iterations of its recommendations across the world at ICANN meetings and through online webinars
  • Rigorously "stress tested" ICANN's current and proposed accountability mechanisms to test their strength against problematic scenarios the organization could potentially face
  • Engaged two external law firms to ensure the legal reliability of the proposed accountability enhancements
  • Made the minimum enhancements to ICANN's accountability necessary to meet the baseline requirements of the community, as required for the IANA Stewardship Transition
  • Met the requirements of the group that developed the IANA Stewardship Transition proposal for the Domain Names community
  • Met the requirements of the U.S. National Telecommunications and Information Agency for theIANA Stewardship Transition

 

We look forward to your thoughts and feedback on our Third Draft Proposal on Enhancing ICANNAccountability.

volume-2

 

IANA Stewardship Transition Planning Update (Volume 2)
 

Root Zone Management

The Root Zone Management implementation planning track contains projects relating to changes to the Root Zone Management System (RZMS) to remove NTIA's authorization role, parallel testing of the production and parallel test RZMS systems; and the development, and execution of an agreement with Verisign as the root zone maintainer.

Root Zone Management System (RZMS) Parallel Testing

Status update:

It has been one month since the start of the parallel testing period and everything continues to go smoothly. Click here to view Verisign’s daily Parallel Operations Root Zone Management System Comparison Reports of all the root zone files generated.

In addition to Verisign’s daily reports, ICANN has posted the first of three Monthly Reports on RZMS Parallel Testing Progress during the testing period. The report is available on ICANN’s dedicated Parallel Testing landing page.

In the event that no unexplained differences in root zone files are identified between the production RZMS and the parallel test RZMS, the testing period will end successfully on 5 July 2016.

Documents/announcements posted:

Mailing list:

  • None.

Root Zone Maintainer Agreement (RZMA)

Status update:

Discussions between ICANN and Verisign to finalize details of the RZMA are continuing. The two parties have coalesced around many key elements of the agreement and hope to have a final draft by the end of the month.

Once the draft RZMA is finalized it will be made publicly available on icann.org.

Documents/announcements posted:

  • None.

Mailing list(s):

  • None.

 

Stewardship Transition

The Stewardship Transition planning track contains projects to prepare relationship documentation with the operational communities, creation of a Post-Transition IANA (PTI) entity, establishment of a Customer Standing Committee (CSC) and a Root Zone Evolution Review Committee (RZERC), operationalizing the IANA customer service escalation mechanisms and Service Level Agreements (SLAs).

Post-Transition IANA (PTI)

Status update:

ICANN has been working with the Implementation Oversight Task Force (IOTF) on various activities relating to the PTI. Summaries of PTI formation documents (Bylaws, articles of incorporation) as well as the conflict of interest policy have been shared with the IOTF.  ICANN continues to work with the IOTF to finalize the process and timing of review for these documents as well as for the ICANN-PTI contracts.

Documents/announcements posted this week:

  • None.

Mailing list(s):

Customer Standing Committee (CSC)

Status update:

In the CWG-Stewardship proposal, the Domain Names community recommended that a CSC be formed to replace NTIA’s role as it relates to monitoring performance of the IANA naming function. The composition of the CSC will include members and liaisons from all ICANN Supporting Organizations(SOs) and Advisory Committees (ACs).

A Request for Appointment is expected to be sent to SOs and ACs this month to appoint members and liaisons to the CSC using their internal processes.

Documents/announcements posted this week:

  • None.

Mailing list(s):

Root Zone Evolution Review Committee (RZERC)

Status update:

The RZERC Charter (v4) was circulated to the CWG-Stewardship on 4 May 2016. The CWG-Stewardship will discuss the Charter on their 12 May 2016 call, and members and participants of the group are encouraged to provide any comment by 23:59 UTC on 17 May 2016.

Following analysis and incorporation of any input received from the CWG-Stewardship, ICANN will post the Charter for a 30-day public comment period.

Documents/announcements:

Mailing list(s):


 

Accountability Enhancements

The Accountability Enhancements track contains plans to implement enhancements to ICANN’s Independent Review and Reconsideration Request processes, to update ICANN’s governance documents, and to operationalize new community powers defined by the Cross Community Working Group on Enhancing ICANN Accountability (CCWG-Accountability).

ICANN's Bylaws

Status update:

ICANN and the community are in the middle of a 30-day public comment period on the new draft ICANNBylaws. Any interested party can submit comments to the public comment forum until 23:59 UTC on 21 May 2016

Adoption of the new Bylaws by the ICANN Board is anticipated for on or around 27 May 2016. Once new ICANN Bylaws have been adopted, ICANN will notify NTIA so they can complete their anticipated 90-day review of the IANA Stewardship Transition Proposal.

Documents/announcements:

Mailing list(s):